--- title: CPA Continuing Education Course: 1099s and Brokerage Statements - The Real Story Behind the Numbers description: This CPE course will educate CPAs on what to look for on 1099s and brokerage statements to help their clients lower costs and achieve their financial goals. image: http://www.4tfg.com/hubfs/CPE-Promo-Image-170518.jpg --- [![4thought_footer-logo.png](https://www.4tfg.com/hs-fs/hubfs/4thought_footer-logo.png?width=335&height=101&name=4thought_footer-logo.png "4thought_footer-logo.png")](https://www.4tfg.com/) - [![4Thought Financial Group](https://www.4tfg.com/hubfs/4thought_footer-logo.png)](https://www.4tfg.com/) [![4Thought Financial Group Compass](https://www.4tfg.com/hubfs/4Though-Compass.png)](https://www.4tfg.com/) - [About 4Thought](https://www.4tfg.com/investment-methodology) - [Our Investment Methodology](https://www.4tfg.com/investment-methodology) - [Management Team](https://www.4tfg.com/management) - [In the Media](https://www.4tfg.com/media) - [Contact](https://www.4tfg.com/contact) - [Services](https://www.4tfg.com/investing) - [Private Individual Investing](https://www.4tfg.com/investing) - [SMAs for RIA /Institutional /Family Office](https://www.4tfg.com/financial-advisors-and-institutions) - [Services for CPAs](https://www.4tfg.com/cpa-investing-services) - [Private Wealth Management](https://www.4tfg.com/wealth-management) - [Retirement Plan Services](https://www.4tfg.com/retirement-plan-services) - [Resources](https://www.4tfg.com/resources) - [Financial News](https://www.4tfg.com/resources) - [Portfolio Review](https://www.4tfg.com/portfolio-review) - [Investment Performance](https://www.4tfg.com/performance-requests) - [CPA Continuing Education](https://www.4tfg.com/cpe-continuing-education) - [FAQs](https://www.4tfg.com/faq) - [FAQs](https://www.4tfg.com/faq) - [Contact](https://www.4tfg.com/contact) - Log In - [Goldman Sachs Accounts](https://www.folioclient.com/servlets/ProcessAction?identifier=loginFormEntry&user.mode=IAC) - [Wealth Management](https://wealth.emaplan.com/ema/SignIn?ema) - [Consolidated Reporting](https://client.myadvisorlink.com/auth/users/webportal/4tfg) - [Retirement Plan Services](https://www.4tfg.com/rps-login) - - Log In - [Goldman Sachs Accounts](https://www.folioclient.com/servlets/ProcessAction?identifier=loginFormEntry&user.mode=IAC) - [Wealth Management](https://wealth.emaplan.com/ema/SignIn?ema) - [Consolidated Reporting](https://client.myadvisorlink.com/auth/users/webportal/4tfg) - [Retirement Plan Services](https://www.4tfg.com/rps-login) ## 4Thought Investing Resources # 4Thought Investment Resources [Financial News](https://www.4tfg.com/resources/topic/financial-news) [Investment Strategy](https://www.4tfg.com/resources/topic/investment-strategy) [Personal Finance](https://www.4tfg.com/resources/topic/personal-investing) [Business Finance](https://www.4tfg.com/resources/topic/business-finance) [For Professionals](https://www.4tfg.com/resources/topic/financial-professionals)[Compass and Crosshairs](https://www.4tfg.com/resources/topic/compass-and-crosshairs) SUBSCRIBE Subscribe for free tips and articles to help you lead a smarter financial life. [Financial News](https://www.4tfg.com/resources) ,[CPA Continuing Education](https://www.4tfg.com/resources/topic/cpa-continuing-education) # CPA Continuing Education Course: 1099s and Brokerage Statements - The Real Story Behind the Numbers This CPE course will educate CPAs on what to look for on 1099s and brokerage statements to help their clients lower costs and achieve their financial goals. \[fa icon="calendar"\] May 9, 2017 1:10:12 PM by [4Thought Financial](https://www.4tfg.com/resources/author/4thought-financial) [![CPE-Promo-Image-170518.jpg](http://www.4tfg.com/hs-fs/hubfs/CPE-Promo-Image-170518.jpg?width=895&name=CPE-Promo-Image-170518.jpg "CPE-Promo-Image-170518.jpg")](https://www.4tfg.com/cpe-continuing-education) CPAs always receive 1099s or brokerage statements from clients. With the fiduciary rule taking effect and full transparency being demanded by clients, this course will educate you on what to be looking for on those 1099s and brokerage statements, and how to help your clients lower their costs and increase the probability of reaching their financial planning goals.   This Continuing Professional Education (CPE) course will provide important disclosures in the areas of cost and tax, and clarify the general differences between separately managed accounts (SMAs), mutual funds, hedge funds and individual securities. It will also explain the multi-method investment approach and the many benefits of applying the most effective aspects of multiple, completely divergent methods of investing, rather than utilizing a singular technique.   **On May 18, at 8 a.m. and noon, 4Thought Financial Group will be presenting a CPE credit-eligible course on current industry trends within the investment planning industry, and what you and your clients should be looking for to better understand and navigate the important changes taking place. A light breakfast and lunch will also be served.**   ### [**Click Here To Register **](https://www.4tfg.com/cpe-continuing-education) ## Was this article helpful to you? ### Subscribe to our newsletter for free tips and articles to help you lead a smarter financial life. ### Related posts [![CPA Continuing Education Course: Business Continuity Case Study](https://www.4tfg.com/hubfs/Blog/CPE-Promo-Image-201119.jpg)](https://www.4tfg.com/resources/cpa-cpe-continuing-education-business-continuity-case-study) [![CPA Continuing Education Course: Estate Planning Update](https://www.4tfg.com/hubfs/Blog/CPE-Promo-Image-201119.jpg)](https://www.4tfg.com/resources/cpa-cpe-continuing-education-estate-planning-update) [![CPA Continuing Education Course: Medicaid Planning & Long-Term Care](https://www.4tfg.com/hubfs/Blog/CPE_Promo_Image_200923.jpg)](https://www.4tfg.com/resources/cpa-cpe-continuing-education-medicaid-planning-and-long-term-care) ## Leave a Comment ### Search 4tfg.com This is a search field with an auto-suggest feature attached. - There are no suggestions because the search field is empty. ### **What Type of Investor Are You?** You have unique investment goals. 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Information throughout this site, including, but not limited to, stock quotes, charts, articles or any other statement or statements regarding market or other financial information, is obtained from sources which we, and our suppliers believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. Nothing on this website should be interpreted to state or imply that past results are an indication of future performance. Neither we nor our information providers shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY, COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS OR ANY LINKED WEBSITE. Any opinions presented here are subject to change at any time without notice. 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The GIPS firm definition excludes any third party asset management programs over which 4Thought maintains oversight advisory agreements on behalf of its clients, any arrangements under which 4Thought provides recommendations for client self-implementation, and any assets under advisory but not under direct management (in which 4Thought provides allocation changes or trading signals to third party firms but does not take discretion over the trading of client accounts). GIPS-compliant performance information for 4Thought's strategies may be obtained by email at [info@4tfg.com](mailto:info@4tfg.com); on the 4Thought website at [https://www.4tfg.com/performance-requests](https://www.4tfg.com/performance-requests); or by phone at (516) 300-1617. ```json { "@context" : "http://schema.org", "@type" : "Organization", "address" : { "@type" : "PostalAddress", "addressCountry" : "", "addressLocality" : "Syosset", "addressRegion" : "New York", "postalCode" : "11791", "streetAddress" : "6851 Jericho Turnpike Suite 120" }, "alternateName" : "4 Thought Financial Group", "areaServed" : { "@type" : "GeoCircle", "geoMidpoint" : { "latitude" : "+40.8100713", "longitude" : "-73.5172286" }, "geoRadius" : "150 km" }, "description" : "This CPE course will educate CPAs on what to look for on 1099s and brokerage statements to help their clients lower costs and achieve their financial goals.", "email" : "[GDelorenzo@ClearHorizonGroup.Com, info@4tfg.com, no-reply@4tfg.com]", "image" : "https://www.4tfg.com/hubfs/4Thought-Financial-Group-OG.jpg", "logo" : "http://cdn2.hubspot.net/hubfs/2201374/4thought_header-logo.png", "naics" : "523920", "name" : "4Thought Financial Group", "sameAs" : [ "https://www.facebook.com/4ThoughtFinancialGroup", "https://www.linkedin.com/company/3043702", "https://www.youtube.com/channel/UCEHRK-25mAwfTlNzdvFSN3g", "http://investment-advisors.credio.com/l/39493/4thought-Financial-Group-Inc" ], "telephone" : "516-300-1617", "url" : "http://www.4tfg.com" } ``` ```json { "@context" : "http://schema.org", "@type" : "BlogPosting", "author" : { "@type" : "Organization", "name" : "4Thought Financial" }, "dateModified" : "June 1, 2017, 3:03:27 PM", "datePublished" : "2017-05-09 17:10:12", "description" : "This CPE course will educate CPAs on what to look for on 1099s and brokerage statements to help their clients lower costs and achieve their financial goals.", "headline" : "CPA Continuing Education Course: 1099s and Brokerage Statements - The Real Story Behind the Numbers", "image" : { "@type" : "ImageObject", "url" : "http://www.4tfg.com/hubfs/CPE-Promo-Image-170518.jpg" }, "mainEntityOfPage" : { "@id" : "https://www.4tfg.com/resources/cpa-cpe-course-1099s-and-brokerage-statements", "@type" : "WebPage" }, "publisher" : { "@type" : "Organization", "logo" : { "@type" : "ImageObject", "url" : "http://cdn2.hubspot.net/hubfs/2201374/4thought_header-logo.png" }, "name" : "4Thought Financial Group" } } ```